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Publications : Journals
The Journal of Forensic Vocational Analysis, the official, peer-reviewed
journal of the American Board of Vocational Experts, it represents the
best single source for up-to-date information on our profession. The field
of vocational analysis and disability determination has been growing tremendously
over the last few years. Whereas many of our roots exist in the delivery
of vocational rehabilitation services, the real need in our industry
as of late has been in determination of disability and the value of
labor force participation. Whether it is in administrative hearings
for social security, workers' compensation, disability pension funds,
or in civil litigation proceedings, the use and appreciation of the role
of Vocational experts has been increasing.
The editors trust that all of these articles in the Journal of
Forensic Vocational Analysis will be not only informative from a
professional standpoint, but also helpful in terms of your everyday practice.
Sincerely,
E. Davis Martin Jr., Ed.D.
and
Larry L. Sinsabaugh, Ph.D. |
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Volume 10, Number 1 Spring 2007 Special Issue: The ABVE National Certification Examination
Volume 9, Number 1 Summer 2006
Volume 8, Number 1 August 2005
Volume 7, Number 2 December 2004 Special Issue: The Use of Functional Capacity Evaluations in Vocational Forensics
Gale Gibson
Introduction to Special Issue
In the Spring of 2003, at the invitation of editors Bruce Growick and Craig Johnston, we agreed to produce a special issue of the Journal of Forensic Vocational Analysis devoted to the education and training of Vocational Experts. The goal of this issue was to identify sources and issues for education and training in forensic rehabilitation. Authors have had the opportunity to share their knowledge, research, expertise and experience with other Vocational Experts. Proposals were reviewed and selected based on their contribution to the field. The review criteria were overall quality, relevance, practical application, and originality and timeliness of the proposal.
The first manuscript was co-authored by your guest editors, and evaluates the responses to a survey requesting opinions of practicing Vocational Experts in Social Security. It reports the results in terms of the knowledge and skills needed by Vocational Experts. Suggestions to incorporate information on VE testimony within rehabilitation counselor education programs are outlined.
The second manuscript was written by Timothy N. Tansey and Julie F. Smart, both of Utah State University. It is an examination of the Council on Rehabilitation Education (CORE) development of new curricula for programs offering graduate training in rehabilitation counseling. The revised curricula provide guidelines for preparing students for careers in forensic rehabilitation. This article is a review of current CORE standards and the specific curricula areas for competencies required by vocational experts. Also provided is a methodology for implementing modifications to existing coursework, which will allow for greater exposure to principles of vocational forensics. The suggested modifications provide infusion across the rehabilitation curriculum, relying on alterations in existing coursework and, in addition, the development of coursework specific to forensic rehabilitation. Finally, the authors address considerations on why "forensic-friendly" coursework may not be widely developed.
The third article was written by Irmo Marini, Amber Feist, and Eva Miller, all of the University of Texas-Pan American. It explores the changing demographics of beneficiaries, citing increases in those diagnosed with mental disorders, obesity complications, non-English speaking applicants, and those living in poverty. . Also discussed is the Social Security Administration policies and procedures in relying upon medical and psychological experts that directly impact vocational expert testimony. Procedural implications concerning the datedness of the Social Security Grid Rules and the Dictionary of Occupational Titles is also presented as well as current administrative problems in conducting Continuing Disability Reviews.
A related piece by Chandra Donnell (The Univeristy of Memphis), Silvio Reyes (Southern Illinois University), Pamela Cogdal (The University of Memphis), and Dion Porter (Jackson State University) discusses and compares educational standards for rehabilitation counselor trainees and the recommended competencies and standards for practicing vocational experts. A comparison of both sets of standards identifies training strengths and needs for rehabilitation counselors seeking to become effective vocational experts.
Judi Drew and Bruce Growick, both of The Ohio State University, present a paper on the early role of vocational experts in determining disability for the Social Security Administration, and then discuss ways in which this role can be expanded. Vocational experts must understand the impact that age, education, residual functional capacity, and transferable skills have on the employment of people with disabilities. This expertise is crucial to the disability determination process in Social Security. However, vocational experts can be used to improve not only the accuracy and consistency of the decision-making process for eligibility, but also increase the number of SSA beneficiaries who can return to work.
The last manuscript was written by Joseph Havranek. It is a description of an elective course designed to train students in forensic rehabilitation.
We are excited about bringing this information together on vocational forensics. The field of vocational forensics will surely be enhanced when the need for training and education are addressed. It is our hope that the information presented will be of special use to you in your everyday work. Our special thanks go to all of the authors who shared our vision for this Special Issue of the journal.
Joseph E. Havranek & Martin G. Brodwin
Guest Editors, Journal of Forensic Vocational Analysis
Incorporating Expertise in Social Security Vocational Expert Testimony into University Curricula
Joseph E. Havranek, Ed.D. Bowling Green State University
Martin G. Brodwin, Ph.D., California State University
Abstract. This article evaluates the responses to a survey requesting opinions of currently practicing Vocational Experts in Social Security. It reports the results in terms of knowledge and skills needed by Vocational Experts. Suggestions to incorporate information on VE testimony within rehabilitation counselor education programs are outlined.
Training in Forensic Rehabilitation by Graduate Rehabilitation Counselor Education Programs
Timothy N. Tansey, Utah State University
Julie F. Smart, Utah State University
Abstract. In 2003, the Council on Rehabilitation Education (CORE) developed new curricula requirements for programs offering graduate training in rehabilitation counseling. The revised curricula, although not specifically intended to train students as vocational experts, does provide guidelines for preparing students for careers in forensic rehabilitation. This article is a review of current CORE standards and the specific curricula areas, which train competencies required by vocational experts. Also provided is a methodology for implementing modifications to existing coursework, which, while maintaining CORE requirements, will allow for greater exposure to principles of forensic vocational evaluation. The suggested modifications provide infusion across the rehabilitation curriculum, relying on alterations in existing coursework and, in addition, the development of coursework specific to forensic rehabilitation. Finally, the authors address considerations as to why the development of "forensic-friendly" coursework may not be a widely adopted practice, even with the range of feasible modifications.
Vocational Expert Testimony for the Social Security Administration: How Beneficiaries, Related Experts and the Process has Changed
Irmo Marini, University of Texas-Pan American
Amber Feist, University of Texas-Pan American
Eva Miller, University of Texas-Pan American
Abstract. With the Social Security Administration beneficiary rolls currently approaching 51 million, and new benefit awards exceeding 4.3 million claimants in 2002 alone, the Social Security Trust Fund is expected to run deficits by 2031. This paper explores the changing demographics of beneficiaries, citing increases in those diagnosed with mental disorders, obesity complications, non-English speaking applicants, and those living in poverty. Also discussed is the Social Security Administration policies and procedures in relying upon medical and psychological experts that directly impact vocational expert testimony. Procedural implications concerning the datedness of the Social Security Grid Rules and the Dictionary of Occupational Titles is also presented as well as current administrative problems in conducting Continuing Disability Reviews.
Examining Rehabilitation Counselor Preparedness as Vocational Experts
Chandra M. Donnell, The University of Memphis
Silvio Sean Reyes, Southern Illinois University
Pamela Cogdal, The University of Memphis
Dion F. Porter, Jackson State University
Abstract. Approximately a decade has passed since the role and function or knowledge level and training needs of rehabilitation counselors has been examined (Leahy, Szymanski & Linkowski, 1993; Leahy, Chan, & Saunders, 2003; Szymanski, Leahy & Linkowski, 1993; Szymanski, Linkowski, Leahy, Diamond, Thoreson, 1993). More recently, substantial research of competencies and standards for vocational experts has occurred as well (Weed, 2000; Sleister, 2000; Martin & Sinsabaugh, 2001). However, it appears as though a comprehensive review of the "match" between rehabilitation counselor training and vocational expert witness standards has yet to occur. This article discusses and compares educational standards for rehabilitation counselor trainees and the recommended competencies and standards for practicing vocational experts. A comparison of both sets of standards will identify training strengths and needs for rehabilitation counselors seeking to become effective vocational experts.
The Role of Vocational Experts in Determining Disability in Social Security in the 21st Century
Judith L. Drew, MA, CRC, The Ohio State University
Dr. Bruce Growick, Ph.D., The Ohio State University
Abstract. This paper will present the early role of vocational experts in determining disability for the Social Security Administration, and then discuss ways in which this role can be expanded. Vocational experts must understand the impact that age, education, residual functional capacity, and transferable skills have on the employment of people with disabilities. This expertise is crucial to the disability determination process in Social Security. However, vocational experts can be used to improve not only the accuracy and consistency of the decision-making process for eligibility, but also increase the number of SSA beneficiaries who can return to work.
A Model Course for Training in Forensic Rehabilitation
Joseph E. Havranek, Bowling Green State University
Abstract. An approach to education for rehabilitation counselors who aspire to serve in forensic rehabilitation has been developed. It is a post-master's course in forensic rehabilitation. This article is a brief description of such a course intended to facilitate others' efforts to achieve similar courses of study.
Volume 6, Number 2 December 2003 Special Issue
Forensic Vocational Analysis and Testimony for Permanent Disability Claims
In State Workers' Compensation
Gene Van de Bittner, Guest Editor
Evaluating Workers' Compensation Claims for Permanent and Total Disability in California: A Vocational Rehabilitation Methodology
Eugene E. Van de Bittner, Ph.D
Abstract. For many years, vocational experts have been retained to provide opinions regarding the level of an applicant's permanent disability. This article addresses the development of opinions by vocational experts for use in establishing permanent disability ratings for workers' compensation claims in California. The services of vocational experts are needed increasingly in the California workers' compensation system. However, there is no established methodology for conducting a vocational rehabilitation evaluation to assist the parties in determining the level of permanent disability for individuals with serious disabilities in this particular setting. An evaluation methodology is proposed in this article to address this need.
Evaluating Workers' Compensation Claims for Permanent and Total Disability in Washington State: A Forensic Vocational Rehabilitation Methodology
John F. Berg, M.Ed.
Abstract. Since the 1970's, vocational expert opinion has been relied upon significantly for permanent and total disability determinations by the Board of Industrial Insurance Appeals (BOIIA) in Washington State. The "Board," as it is known, is a remedy available to injured workers for benefit appeals including permanent total disability. This appeal precedes Superior Court, Court of Appeals, or Supreme Court appeal opportunities. This article addresses historical trends and methods used in Washington State appeals by vocational experts. This article considers a methodology to standardize assessments by VEs for pension appeals in workers' compensation cases. The last decade has seen increasing reliance on vocational experts in Board appeals. The Board is required by the legislature to publish "significant decisions," which provide case law findings to concerned parties (http://www.wa.gov/biia/ptd.htm). However, Washington State has no standardized methodology of preparing a case for Board consideration involving vocational testimony. This article proposes an evaluation method for consideration.
Role and Function of the Vocational Expert in Workers' Compensation in Arizona
Gretchen Bakkenson, MA
Abstract. Vocational experts involved in the litigation of Arizona Workers' Compensation claims assist with the determination of an employee's loss of earning capacity (LEC) during periods of permanent partial disability and temporary partial disability. The vocational expert with rehabilitation experience will also be called upon to assess the impact of pre-existing conditions upon earning capacity. These issues and others have been defined by statue and case law, and continue to evolve the standard of practice and methodology the vocational expert utilizes to provide their opinion. This article will address these issues and provide examples of assessment.
Workers' Compensation In Nebraska: An Examination of the Rehabilitation Counselor's Role and How the ABVE Mentoring Program May Improve Services
Barton W. Hultine, Ed.D.
Abstract. Nebraska Workers' Compensation Legislation stipulates that Vocational Rehabilitation Services in Worker's Compensation be provided by persons who have achieved the status of a Nebraska Vocational Rehabilitation Counselor (NVRC), with the Nebraska Workers' Compensation Court. A NVRC is not only entitled to perform rehabilitation planning, but is also certified to perform Loss of Earning Capacity (LOEC), studies. The Court has struggled to refine this process to maximize the efforts of vocational rehabilitation training and employment assistance opportunities throughout the history of the Court, and is currently struggling with inconsistencies in LOEC reports and rehabilitation planning. This article outlines the current process and legislation in determining Loss of Earning Capacity and rehabilitation planning. The article also discusses some of the current legislative planning that attempts to further define and improve the vocational rehabilitation process.
The Use of Vocational Experts by the Ohio Industrial Commission: Building a Better Employability Assessment
Craig Johnston, MRC
Bruce Growick, Ph.D.
Abstract. Under workers' compensation law in Ohio, individuals who sustain impairment during the course of their employment that is so severe that they are incapable of engaging in any work in the national labor market are eligible to file for permanent total disability. As a part of this application process, physical and psychological specialists must evaluate these individuals, and their files are subsequently referred to employability assessors. These vocational experts are retained to offer an impartial opinion on a claimant's ability to engage in sustained remunerative employment due to an industrial injury, specifically addressing the impact of non-medical factors on work potential. This article examines case law, which has shaped permanent total disability in workers' compensation in Ohio, examines the inadequacies of the current report format, and offers recommendations for improving the reports.
The Role and Functions of Vocational Experts in Workers' Compensation in Florida
Ronald J. Spitznagel, Ed.D.
L. Stuart Cody, MHS
Abstract. Workers' compensation cases very easily become adversarial. The introduction of experts who are to be objective and non-biased toward either side is becoming common in many states. In Florida the vocational expert can be any individual who is so recognized by the court. However, Florida Statutes determined that only a certified vocational evaluator could provide a vocational evaluation (training/education) through the Division of Workers' Compensation. The three options where a vocational expert could be used would be well within the training of a certified vocational evaluator considering the various tasks that a vocational expert is shown to do especially in a vocational evaluation.
Volume 6, Number 1 June 2003
Investigating O*NET's Suitability for the Social Security Administration's Disability Determination Process
Sigrid B. Gustafson, Ph.D.
Andrew M. Rose, Ph.D.
Abstract. The paper documented the results of analyses that the American Institutes for Research conducted for the Social Security Administration (SSA). The research was designed to determine the appropriateness of SSA's replacing the Dictionary of Occupational Titles with the Department of Labor's Occupational Information Network (O*NET) as the occupational information source that SSA would rely upon it its disability determination process (DD)). The investigation included analyses of the O*NET Content Model and of the quality of O*NET scales and data. The results demonstrated both advantages and disadvantages of SSA's using O*NET. Recommendations were made concerning ways that O*NET could be adapted to SSA's current DDP.
Transferable Skills Analysis and Vocational Information During a Time of Transition
Jeffrey A. Truthan, M.S.
Sylvia E. Karman, B.A.
Abstract. Vocational case managers, counselors, and experts are faced with a dilemma about Transferable Skills Analysis (TSA) because the U.S. Department of Labor (DOL) is making a transition from the venerable Dictionary of Occupational Titles (DOT) to the new Occupational Information Network ()O*NET) system. The DOL is no longer updating the DOT, and it has actively promoted O*NET as a replacement for the DOT for career exploration and workforce investment purposes. Yet, an examination of O*NET reveals that it is not suitable for disability adjudication and vocational rehabilitation use. The DOL acknowledges the fact that O*NET is not designed for forensic use, and has been working with the Social Security Administration for two years to identify types of additional data that are needed to augment O*NET-SOC information for forensic purposes. This article describes the historical context of the DOT, explains some challenges facing both the aging DOT and the new O*NET, identifies the dilemma confronting vocational professionals because of this transition, and most importantly, suggests some interim solutions.
Utilizing Vocational Experts in Employment Discrimination Cases
Craig S. Johnston, MRC
Bruce Growick, PH.D.
Abstract. In cases involving allegations of discrimination in employment, vocational experts are often asked to assess the vocational loss and monetary damages arising from employer bias or wrongful termination. The role of the vocational expert in the damages phase of a lawsuit is to assist the courts in understanding the employment and economic impact of alleged prejudice. The expert can identify whether the plaintiff has been adversely impacted by the employers actions, and thereby experienced a loss in access to their local labor market, or whether the individual has the potential to find comparable employment, thus mitigating damages. Experts can also serve as valuable resources in gauging liability, particularly in cases relating to the American with Disabilities Act. Through such methods as assessing an employers' compliance with existing laws, their attempts to offer reasonable accommodations, and their willingness to offer job modifications, the vocational expert can assist the court with adjudging violations of existing statutes. This article provides a general discussion on employment discrimination, including statutes protecting individuals from discrimination, the role of the vocational expert in such cases, and what plaintiff and defense attorneys need to know when retaining an expert to assist in their case.
Transferable Skills Analysis and Standards of Practice: Wherever the Two Shall Meet?
Larry G. Kontosh, PH.D.
Joe Wheaton, Ph.D.
Abstract. This study examined the Standards of Practice for the execution of transferable skills analysis (TSA). Specifically, it investigated the relationship among rehabilitation case type, method of transferable skills analysis, and TSA computational procedure. No statistically significant relationship among the variables was found causing concerns about the application of TSA in forensic settings. Respondents reported using computer programs to perform a TSA approximately 56% of the time. This percentage is problematic because of issues of interrater reliability, differential application to case types, and the arrival of O*NET.
The Ticket to Work: The Unintended Consequences of an Imperfect Law
Bruce S. Growick, Ph.D.
Judith L. Drew, M.A.
Abstract. Like many new legislative acts, the Ticket-to-Work law administered by the Social Security Administration has produced some unintended consequences. The Act was not meant to assist every beneficiary in obtaining employment, and it certainly cannot replace the State-Federal system of VR. Yet, the unintended consequences of this law have created problems that are rendering it ineffectual. As a result, it appears this new law will not achieve the goal of restoring the fiscal integrity of the SSA Disability trust fund unless its implementation is restructured. This article outlines some of these changes, and that the problems with the law that would be remedied.
Effect of Non-Exertional Limitations on Sedentary and Light Occupations
David C. Patten, Ed.D.
Wendy L. Patten, B.S.
Abstract. This article presents research on the non-exertional requirements of Sedentary and Light jobs in the Dictionary of Occupational Titles. Results indicate that Sedentary and Light jobs require a high level of reaching, handling and fingering but not climbing, balancing, stooping, kneeling, crouching and crawling. Results of this study are important to Vocational Experts as they analyze non-exertional limitations on their clients in the forensic setting.
Volume 5, Number 1 - December 2002 - Special Issue
The Assessment of Transferable Work Skills in Forensic Settings
Roger Weed, Guest Editor
Toward a Foundation for Determining Loss of Earning Capacity:
Transferability of Skills Definition, Method and Application
Gale G. Gibson, MA
James H. Earhart, MEd
Peter J. Lento, MEd
Abstract. Foundation, method, definition and application of
Transferable Skills Analysis (TWS) are developed in detail as the
preferred method for establishing the basis for determining future
Employability and Earning Capacity. The skills and worker traits
possessed by a worker are rooted in the work history and verified
by the vocational expert. The work history profile is adjusted using
the results of medical, educational and vocational evaluations to
establish the residual employability profile of skills, physical
abilities, and worker traits as defined by the Department of Labor
in the Dictionary of Occupational Titles. With this profile the
transfer of skills process searches the occupational database to
determine vocational alternatives. The search methodology is based
on the U.S. Code of Federal Regulations and involves a complex matrix
that confines the search to skills within the same or similar Work
Fields (WF) and Materials Products Subject Matter and Services
(MPSMS) at or below the associated skill levels defined by the
Specific Vocational Preparation (SVP) values in the individual's
work history. The adjusted worker trait profile is used as a filter
through which occupations selected by the WF-MPSMS-SVP search are
subjected, as opposed to other methods that utilize worker traits as
the primary search criteria. The authors caution that the TSA process
requires the vocational expert's judgment on establishing the work
history, adjusting the worker trait profile and interpreting the
results.
The Classic Model of Transferability of Work Skills: Issues Affecting
the Accurate Assessment of Future Vocational Options in Earnings Capacity
Assessment
Steve Bast, MHS
John M. Williams, DEd
Patrick L. Dunn, PhD
Abstract. This article discusses initially the elements of a
classic transferability of skills analysis (TSA), and then presents
a number of strategies designed to facilitate the effective use of
this methodology by vocational experts charged with assessing future
earning capacity in civil litigation. In addition, it covers the degree
to which transferability of skills parameters influences the pre-injury
work histories of persons who were later involved in administrative
and/or civil law procedures. The work histories of 258 clients of
private rehabilitation services were analyzed using the classic TSA model.
Transferable Skills Analysis: A Common Sense Approach
Timothy F. Field, PhD
Abstract. This article reviews the history of transferability
of skills based on government data and offers suggestions for
contemporary analysis of future work potential in forensic settings.
The article concludes that the O*Net is not a method for transferability
of work skills and the rehabilitation professional will continue
to rely upon the Dictionary of Occupational Titles and related resources.
Further, the basis of transferability is, and will continue to be, a
variation of the methodology used for determination of Social Security
Disability Insurance benefits.
Understanding Transferability and Occupational Classifications:
Implications for Vocational Forensics
Patrick L. Dunn, PhD
Larry G. Kontosh, PhD
Abstract. Occupational classifications such as Work Field and
Materials, Products, Subject Matter and Services (MPSMS) are of
particular relevance in the construction of vocational opinions.
This article discusses the rationale for the use of occupational
classifications in relation to vocational development theory, proprietary
rehabilitation, and transferable skills analysis. Research related to
the relevance of these classifications is discussed in the context
of their use in construction of opinions of employability and
loss of earnings capacity.
A Daubert Perspective on Transferable Skills Analysis: A Plaintiff
Attorney's Perspective
Tyron Elliott, Esq.
A Daubert Perspective on Transferable Skills Analysis: A Defense
Attorney's Perspective
Alan R. Gries, Esq.
Volume 4, Number 1 - December 2001
Defining Earning Capacity: A Process Paradigm
John P. Tierney
Ronald E. Missum
Abstract. Though earning capacity is the usual standard in
defining lost earnings, the courts do not always allow it.
Distinguishing earning capacity from expected and actual earnings
may create unduly limited categories of thought that detract from
insightful perception of the issue. This article proposes a process
model for considering earning capacity. It differs from traditional
models by forsaking common definitions, and, by focusing on the
process, allows the earning capacity of a particular individual
to emerge.
Comparisons of Pre-Injury Characteristics of Injured Workers Across
Levels of Post-Injury Occupational Congruence: Potential Applications
for Transferable Skills Analysis
Patrick Dunn, PhD, CRC
Hal M. Cain, PhD, CRC
Abstract. The purpose of this study was the identification
of significant differences in vocational traits and personal and
rehabilitation case management characteristics among injured workers
of varying occupational congruency between post-injury and pre-injury
employment. Thirty-nine variables were considered, one of which
(temperamental capacity for working with people) differed significantly
among levels of occupational congruency. Twelve other variables were
found to approach statistical significance, most of which related to
personal characteristics or vocational traits related to communication
skills or ability to work with people, and may have some practical
utility. The results of the study are discussed in relation to vocational
assessment procedures. An agenda for future research endeavors is
also discussed.
Pediatric Earning Capacity: Developing a Defensible Estimate of Pre-morbid
Earnings
Rodney Isom
Thomas R. Barton
Linda Holloway
Abstract. The Supreme Court made a land mark decision that
has changed how experts are identified and what evidence will be
admitted. The changes have caused vocational experts to have a greater
understanding of the research regarding estimating the pre-morbid
earning capacity of children who suffer catastrophic conditions.
The body of research in the area of labor economics and sociology
is reviewed and discussed. Both disciplines arrive at comparable
estimates of the predictive value of the parents' level of occupational
obtainment, educational level of obtainment, and earnings to their
children's. Absent other information useful in making the estimation
due to the early age of the onset of the disabling condition,
pre-morbid earnings capacity is best predicted by parents' level
of earnings, and/or parents' level of educational obtainment.
Predicting Wage Earning Capacity in Litigated Personal Injury Cases
Larry S. Stokes, PhD
Kristin L. Maestri, MHS, CRC, LRC
Abstract. A study was conducted on 75 subjects involved in
personal injury litigation, through a review of closed files in a
private vocational rehabilitation practice. The purpose of this
study was to determine the predictive relationship between age,
education, pre-injury hourly wage, skill level, exertion level,
physical restrictions, time since injury, number of previous injuries,
intelligence, letter/word recognition, reading passage comprehension,
arithmetic calculation, arithmetic applied problem solving, the
number of job search efforts, and wage earning capacity. A principal
component analysis was conducted to reduce the variables resulting
in loading on four factors. A varimax rotation of the factors revealed
six variables heavily loading on Factor 1, which is educational
achievement. These variables included education, intelligence, letter/
word identification, passage comprehension, arithmetic calculation,
and arithmetic applied problem solving. A step-wise regression
analysis was conducted, which included only Factor 1 in the equation
model. The conclusion is that educational achievement is correlated
with wage earning capacity both pre- and post-injury, and can be
used in a predictive model.
The Vocational Expert and Educational Competencies
E. Davis Marin, Jr. EdD, CRC, NCC, LPC
Larry L. Sinsabaugh, PhD, CRC, CDMS, NCC, LPC, Diplomate ABVE
Abstract. Rehabilitation practitioners who function as
vocational experts (VEs) in the legal arena share a common but
diverse educational experience in the human services ranging from
graduate education in rehabilitation counseling, social work,
psychology to that of nursing and medicine. Ethical practice in
this emerging occupational specialty has been influenced by
multiple codes of ethics and has, as well, been constrained by the
delayed development of a shared or common educational or training
experience for those who desire to practice in this arena.
The American Board of Vocational Experts (ABVE) is called upon to
champion the design and development of a distinct educational
experience that imparts the skills of vocationology with the goal
of standardizing the process of providing expert testimony or
opinions. Similarly, the ABVE is called upon to update and revise
its Statement of Professional Standards (code of ethics) to
recognize, in particular, the effects of the Daubert decision.
Ethical Dilemmas and the Vocational Expert: Pathways to Resolution
Craig S. Johnston
Michael A. Klein
Abstract. Vocational experts are often asked to provide an
opinion on employability and earnings capacity in a variety of legal
settings. Qualifying as an expert requires training, experience,
and proper credentials. As significant as these criteria are in
establishing oneself as an expert, adherence to ethical standards
also plays a major role in maintaining credibility. Experts are
bound by a code of ethics that serve as a guideline during marketing,
referral, assessment, and testimony phases of a case. Often however,
ethical lines become blurred during the course of an expert's
involvement in a case. This article identifies common ethical
dilemmas in the work of a vocational expert, asserts the need to
maintain ethical standards, and suggests possible methods for
responding ethically.
Volume 3, Number 1 - December 2000
Historical Development and Statistical Analysis of The American
Board of Vocational Experts (ABVE) National Certification
Examination: Norms, Reliability, Validity and Cross Validation.
McCroskey, Bill J. , Lageman, Hank, J., Streater, Scott e. Stein,
David, Mayer, Lindette, Dennis, Kenneth L.
Abstract. This research recounts the historical development
and statistical analysis of the American board of Vocational Experts
(ABVE) National Certification examination. It provides development
of the 1998 3rd edition ABVE Exam and the construction of the 1998
Norms for this ABE National Certification Examination. The internal
consistency reliability coefficient as measured by Cronbach's alpha
of all three editions of the ABVE Exam including the original 1988
1st Ed (R = -.90), the 1995 2nd Ed. (Rxy = 0.83), and the 1998 3rd
Ed (R = .92) have been analyzed. These are reported in the statistical
analysis sections for this study. Excellent face, content, and
construct validity were identified and demonstrated for all three
editions of the ABVE Exam. Standard score total Test Results of two
Cross-Validation groups one Expert and one Non-Expert, were compared
against scores of the 1998 ABVE Expert Norms Group on the 3rd edition
of the ABVE Exam. Theoretically, both groups fit exactly where one
would expect them to fit within the Norms distribution. This research
includes the results of two predictive validity studies and many
tables and graphs to illustrate the extent to which the ABVE Exams
have been studied. On-going research is recommended to maintain
the ABVE Exam as a valid reliable measure of the forensic Vocational
Psychological and regulatory Expertise construct for which it was
designed.
Annotated Bibliography of Topics in Forensic Vocational Knowledge
and Applications Related to the 1998 3rd Edition ABVE Examination.
Mayer, L. L.
Abstract. This particular bibliography has been updated and
sectionalized to cover basic knowledge areas that are apropos to the
3rd edition of the ABVE certifying examination. Areas noted are
Measurement Reference and Research Tools; Expert Testimony foundations:
Vocational Assessment, VE Testimony, Research and Precedent-Setting
Cases, Expert Witness Qualifications and Testimony; Selected
Government or government-Related References; Psychological Assessment,
Achievement, and Aptitude; Specialized Resources: Testing and
Rating Guides, Pain Measurement, Computerized Job-Person Matching
Systems and Related Tools Used to Evaluate Cases for Social Security,
Workers Compensation,, Personal Injury, General Disability, Wrongful
Death, Divorce and Similar Types of Cases; Pain Assessment and
Measurement, Selected Computerized Job-Person Matching, Labor Market
Access and Pre/Post Injury Earning Capacity Prediction.
Concerns Regarding Workforce Participation for People Living with HIV/AIDS.
Cherrick, R.E, & Sharupski, K.A.
Abstract. This study describes specific concerns people living with
HIV/AIDS have regarding workforce participation. Primary data
collection consisted of self-report survey methodology on a
cross-sectional convenience sample. The result indicated that most
respondents were white non-Hispanic males, with occasional training
and/or a high school diploma. Forty percent were working full or
part-time. Employed respondents were younger, had higher CD counts,
and reported better health status. Concerns regarding workforce
participation included decline of job skills, health care coverage,
and problems with IV medication. One fourth of respondents employed
since HIV-diagnosis is reported experiencing discrimination employment
status for people living with HIV/AIDs may be contingent upon supporting
return-to-work initiatives and models, as well as eliminating
discriminatory work and health care policies.
Quality of Life: A Comprehensive Model for Rehabilitation
Assessment in Litigation.
Williams, J.M. and Murphy, P.
Abstract.The value of using quality of life (QOL) as a
conceptual model and practical framework for providing rehabilitation
expert testimony concerning vocational and other life-care needs and
interventions in civil litigation is examined. The theory and
empirical evidence in support of QOL as a model for judging the
efficacy of rehabilitation interventions and outcomes as well as a
rationale for providing rehabilitation expert testimony are offered.
The relationship between QOL and human function across five domains,
(psychological, physical, cognitive, vocational/economic and
social/leisure) is explored.
A Scientific Approach to Transferable Skills.
Grimley, C.P., Williams, J.M., Hahn, Steven J., and Dennis K.
Abstract. The McCroskey Transferable skills Program (
MTSP 2000) Transferable Skills Percent (TSP) scale was found to be
a valid predictor of the average responses of 93 vocational experts
tested using the ABVE Transferable Skills Evaluation Test instrument.
The predictive validity coefficient between the MTSP 2000 TSP
rankings and the criterion-reference prediction estates of the
vocational experts (N=93) was extremely high (RXY + 0.96).
Correspondingly, the coefficient of determination (R2 = 0.92) was
extremely high. Finally, the standard error of estimate (SEE = 0.357)
was found to be very reasonable.
Earnings Capacity Mitigation: Three Paradigms and A Common Investigative Approach.
Toppino, D. & Agrusa, J.
Abstract. In most forensic cases involving future pecuniary
loss, the plaintiff's mitigation earning capacity is a critical
variable which must be determined with accuracy. Operationally
defined as the "highest probable level of post-incident earnings
reasonable attainable by the plaintiff following injury, divorce or
employment discrimination from which he or she has a legal
responsibility and in some jurisdictions a legal duty to minimize
impairment to income stream, "mitigation earning capacity' is the
offset in a comprehensive earnings loss assessment. A related concept
loss of earning capacity (LOEC), is the projected difference in
wage and fringe benefit earnings streams between the plaintiff's
pre-incident and post-incident power to earn money in the competitive
marketplace.
This paper presents the three primary vocational LOEC models and
their applicability to various case types. A comparison of the
pre-incident versus post-incident income base is discussed in
terms of fluidity of earnings, The article concludes with a
comprehensive review of six primary variables which impact upon
the forensic expert's independent evaluation of post-incident
employability and mitigation earning capacity. This generalized
investigative approach may reveal discordance and potential
disparity between demonstrated post-incident earnings and
mitigation earnings capacity. Abbreviated case histories are
incorporated to assist the reader in further conceptualizing
mitigation earning capacity.
COMMENTARY. Hedonics: Reality or Fantasy?
Spergel, P.
This particular commentary focuses on the appropriateness and
necessity to deal with the loss of the value of life suggesting
this is to be a preference to hedonic loss or loss of the pleasure
of life. Dr. Spergel notes that issues raised in the realm of
hedonics represent complex problems and necessitate further
discussion and debate.
Book Review.
Field, T.T, in association with Choppa, T., Dillman, E.G.,Garner, D.,
Grimes, J.W., Jayne, K. Kelsay, E., Kilcher, J. & Taylor, D. (2000).
Athens, GA: Elliott & Fitzpatrick, Inc. A Resource for the
Rehabilitation Consultant on the Daubert and Kumho Rulings.
112 pages, $19.95.
Stein, David.
Book Review.
Ireland, T.R., Horner, S.M., Rogers, J.D., Gaughan, P.A., Trout, R.R.,
and Piette, M.J. (1998). Tucson, AZ: Lawyer and Judges Publishing Company.
Expert Economic Testimony: Reference Guide for Judges and Attorneys.
325 pages, $75.00.
Dillman, Everett G.
Book Review. Weed, R.O., Ed. (1999). Boca Raton, FL: CRC
Press. Lifecare planning and case management handbook. 502 pages,
$99.95.
Neulicht, Ann.
Book Review. Akabas, S.H., Gates, L.B., Halvin, D.E. (1992).
New York: American Management Association. Disability Management.
$65.00.
Kaufman, Lynne.
Test Review. Wilkinson, G.S. Wilmington, DE: Wide Range
Inc. Available through Psychological Assessment Resources (PAR)
Introductory Package: $125.00.
Osipow, Samuel H.
Volume 2, Number 1 - August 1999
Special Issue on Emerging Markets of Vocational Experts
Guest Editor: Chrisann Schiro-Geist, Ph.D.
Training and Competency.
Janikowski , T. P. & Riggar, T.F. (1999)
Abstract. The literature on training, experience, and other credentials
of vocational experts is reviewed. Traditional rehabilitation counseling
education (e.g., medical aspects of disability, psychosocial adjustment to
disability, vocational development, job placement assessment) is seen as a
necessary part of the preparation of vocational experts. This type of training,
however, is not considered to be sufficient preparation of the individual to
begin practice as a vocational expert. Recommendations are made regarding
enhancing training experiences for future vocational experts. Additionally,
computer databases and Internet resources which augment vocational expert
practice are discussed.
The Future of Training: An International
Distance Learning Model for Forensic Vocational Specialists.
Healy, M., Bruce, A., Crandall, L., Schiro-Geist, C., Broadbent, E. (1999).
Abstract. The paper describes the delivery of a Master of Science (M.S.)
Degree in Rehabilitation Counseling through distance education from the Department
of Community Health, University of Illinois at Urbana-Champaign (UIUC) to
Irish-based students. A feasibility study (1997) and a pilot project preceded
implementation of the programs) Jan 1998-Aug 1999). Mid-career students attend
bi-weekly for two-day- on -site and video-conferencing sessions. The paper
describes the nature of the program and its start-up, the pedagogical strategy
and the information and communication technology (ICT) systems. The potential
of this initiative for training needs for professionals in rehabilitation
and vocational experts will be noted. The use of audio-video conferencing
systems and Internet-assisted content deliver clearly define the future for
profession training and education.
The Rehabilitation Counselor As Life Care Planner.
Brodwin, M.G. & Mas, L.O. (1999).
Abstract. Rehabilitation counselors work in the present but need to
have a perspective for the future tends of the profession. Life Care planning
is a specialty area in rehabilitation counseling that is both a present and an
emerging trend in the field. At the present time, relatively few rehabilitation
professionals provide services in life care planning; it is clear that most
practitioners are not sufficiently prepared for work in this area. This
article reviews the importance of life-care planning to both practitioners and
students being trained in rehabilitation counseling.
Proactive Lifestyle Planning : A
Way to Enhance Life Choices for Injured Individuals.
Olney, M.F. (1999).
Abstract. People who acquire severe injuries resulting in significant
cognitive limitations are often relegated to nursing homes, group homes or other
forms of congregate care. When they are able to return to work, vocational
options are significantly reduced, often resulting in long periods of
unemployment of sheltered worm. Whether they are supported in a facility or in
the community, human service agencies provide the bulk of needed services in
settings that are often removed from familiar people and places. Based on a
hypothetical case study, the authors illustrates how proactive lifestyle
planning can result in improved outcomes for the injured individual. A series
of recommendations to facilitate proactive lifestyle planning are provided.
Forensic Rehabilitation with an Emphasis on Multicultural Issues.
Garske, G.G. & Havranek, J.E. (1999)
Abstract. The growth of forensic rehabilitation has been quite extensive
in recent years. This article discusses the impact of multicultural issues on
forensic rehabilitation with special attention given to the impact on rehabilitation
counselors, assessment problems and ethical issue. Finally, recommendations
are offered to improve assessment of multicultural factors in forensic
rehabilitation.
Vocational Assessment: Evaluating MultiCultural Consumers With Disabilities.
Williams, Brent. (1999).
Abstract. The demographics of the United States are changing and
vocational evaluators are assessing more consumers who identify themselves as
being of minority status. If current trends hold and demographic projections
pan out, with the next 20 years individuals who identify themselves as being
members of a minority group will become the statistical majority of the U.S.
population. Vocational evaluators, indeed all rehabilitation professionals.,
must closely examine these trends and develop an understanding of how diverse
cultural beliefs and values may impact their vocational evaluation process.
The level of acculturation identification, language fluency of the consumer and
the biases inherent in standardized test are typically the most pervasive
challenges encountered by vocational evaluators. Despite these challenges, it
is the vocational evaluator's task to understand and work with cultural diversity
rather than against it. Although initially more time consuming ad expensive,
thorough and accurate multicultural vocational evaluations are both more
efficacious and economical in the long-run. This article discusses the
problematic issues in the vocational evaluation of consumers to identify
themselves as being of minority status as well as possible solutions and
recommendations for future practice.
Vocational Experts in Social Security:
Yesterday, Today and Tomorrow
Dunleavy, Thomas.
Abstract. The history of vocational experts as part of the Social
Security Disability adjudication process is reviewed, with particular attention
to the results of the recent Social Security "Disability Process Redesign"
initiative. The formal and informal process of qualification of a vocational
expert as a witness is discussed as are current experimental efforts that are
being pursued by administrative judiciary personnel with the Social Security
Administration. Ideas for the solution of current and developing g problems in
the Social Security Disability hearing and adjudication process are put forth.
From the Judge's Chamber.
Lillios, Judge P. (1999).
Abstract. This presentation represents an attempt on the part of the
editors of the special issue to represent some of the reality of the forensic
process from the judicial side of the bench. It is hoped that this format will
be one which "catches on" with the readership of the Journal of Forensic
Vocational Assessment. Following is an edited version of an interview carried
out in spring 1999 with Judge Paul Lillios, Chief Administrative Law Judge,
Social Security Administration, Region V (Chicago), Office of Hearings and
Appeals. In this interview, Mr. Lillios gives the Journal of Forensic
Vocational Assessment his view of the current state of the Social Security
adjudication process, including current movement toward change in this special
court system. He gives information on the role and function of the Vocational
Expert in the Social Security Disability decision-making process.
After-words: The Emerging Trends in The New Milennium.
Kundu, M.M. & Dutta, A. (1999).
Abstract. Vocational experts have traditionally played an important role
in the rehabilitation service delivery process. These practitioners have been
instrumental in establishing a link between and individual's disabling condition
and vocational potential. During the past four decades, the evolving demands of
the field have resulted in diversification of the scope of duties and
responsibilities of a vocational expert. This abbreviated commentary reviews
the previous articles.
Volume 1, Number 3 December 1998
Admissibility of Vocational Expert Testimony Post-Daubert: A Statistical
Validation of the Vocational Quotient As a Predictor of Labor Market Entry Wage.
Mayer, L. L.
Abstract. As data-based information and its retrieval from public and
private sources proliferates, an increasing focus will be directed to the most
credible and validate information upon which experts render their conclusions
and opinions. Within the vocational experts plethora of available
information, sources, and assessment tools, there is an increased emphasis
upon computerized databased labor market access and wage capacity programs.
The majority of these programs are grounded in worker traits and job matching,
which yield earning estimates of an individuals employability.
Job Search Software Under Daubert:
Will It Withstand Scrutiny As Part of Expert Opinion
Dennis, M. L. & Dennis, K.L.
Abstract. In the Daubert decision, the United States Supreme court established
"scientific" knowledge as the standard for admissibility for expert testimony
(Feldbaum, 1997). It is anticipated that this standard will have a significant impact on
psychological rehabilitation, vocational, and economic experts. One general expectation is
that the instruments used to assess disabilities and predict their consequences will need
to be reliable (provide consistent results), valid )measure which it is expected to
measure), and exhibit acceptable error estimates )accuracy of predictions). In the context
of the Daubert standards of acceptability, computer job search software programs used by
exerts are surveyed.
Transferability of Skills Methodologies Used in
Computerized Matching systems: Sufficient or Insufficient Control of Methodologically
Induced Error Variance? Williams, J.M.
Abstract. This article focuses on the reasons for differences that sometimes occur
in the results of transferability-of-skills computer software when such software is
provided identical search criteria. The article also addresses the implications the
differences may have wit regard to the use of the software as the basis for scientific
expert opinions given in civil and administrative law hearings. Included within this
article are quotations from representatives of the Department of Labor commenting on the
correct methodology to be employed in a transferability of skills analysis.
Book Review. Murphy, P.A. & Williams, J.M. (1998). Assessment
of Rehabilitative and Quality of Life Issues in Litigation. CRC Press. 335
pp. Ireland, T.
Book Review. Barros-Bailey, M. & Boyd, D. (1998). Internet
Disability Resources 98, 482pp. Includes CD-ROM.
Van de Bittner, E. E.
Volume 1, Number 2 June 1998:
Vocational Economic Methods, Parameters, and Underpinnings In Personal
Injury Litigation: an Interview with Everett G. Dillman.
Toppino, D. C.
Abstract. During an interview with Everett G. Dillman, who is
often recognized as the "grandfather of vocational economics,"discussion
revolved around areas wherein vocational evaluation and forensic economics overlap, but
are distinct. Noting that the two fields have more similarities than divergences, Dr.
Dillman notes the biggest difference within these two groups of experts is the use of
different words for similar things. Within this insightful interview, the impairment model
of evaluating Loss of Earning Capacity, areas of work-life expectancy, a perspective of
ADA, household service loss, and additional points of interest to the vocational and
economic forensic expert are explored.
Interfacing the Economic and Vocational in
Personal Injury Cases.
Dillman, E.G.
Abstract. Estimation of the monetary value of damages in a personal
injury case usually includes both vocational and economic input. Most often the process
will involve what has been described as "chaining" that is a doctor
establishing some of the parameters for the vocational expert who, in turn, sets the
foundation for the residual capacity for us by the economist (Brookshire,1987). This paper
explores the essential interface between the vocational and the economic roles from the
point-of-view of the economist.
Industraphobia: A Psycho/Legal/Vocational Perspective.
Berg, P. S. D. & Berg, J.A.
Abstract. Persons who are unintentionally unemployed can suffer serious impairments
to their self-esteem or develop psychological symptoms that go far beyond the mere loss of
wages. One of the major barriers to overcome in rehabilitation of emotionally injured
workers is their aversion to return to what is perceived as the scene of the crime. The
scene of the crime may be a specific work site, a particular supervisor, an identified
toxic condition, or an entire industry. The phobias that involve the workplace can be
categorized by level. Individuals with level-one phobias might exhibit symptoms of
psychological distress, but with or without treatment, are able to return to the same or
similar job. Those with level-two phobias may exhibit a work-related emotional injury, but
following treatment, the individual can usually return to work though often not to the
same employer. Level-three phobias, coined "industraphobias," are those phobias
that prevent the affected individual from returning to the industry within which the
injury was sustained. The term is coined because the psychological and psychiatric
literature does not adequately label the disorder. Level-four phobias, the most extreme,
generalize to the entire world of work and prevent the affected individual from seeking
gainful employment
Industraphobia: A Need for a New Classification.
Peterson, R.
Commentary. Within this commentary, Dr.Peterson addresses the Bergs
concept of industraphobia that he notes as appearing to fill a diagnostic gap for clients
experiencing the type of phenomena addressed by this term. An example of a case study is
presented noting the difficulties that are often encountered when classifications of PTSD
and adjustment disorder are encountered. With the addition of considering a classification
of industraphobia, Dr. Peterson notes the possibility of discovering new avenues of job
functioning. For clients in their quest to return to work.
The U.S. Labor Force: Present and Future Status and
Implications.
Mayer, L. L.
Abstract. This article frames the implications of technological advancement vis a
vis the American labor market. Taking note of shifts and trends in employment, the author
offers scenarios and data relative to the U.S. labor market, its recent status, and
implications for the future of work and workers. Statistical data of the various group
participants in the world of work are presented inclusive of gender, race, age and
disability. Additionally, within the framework of this article, general limitations and
implications of data that are encountered in many of the resources unutilized for
projecting labor market scenarios are presented.
Volume 1, Number 1 June 1997
Analyzing Employability Using Worker Trait
Factors: Past, Present and Future.
McCroskey, B.J. , Streater, S.E., Wattenbarger, W.E.,
Feldbaum, C., and Dennis, K.
Abstract. The evolution of vocational assessment and worker-trait factor
technologies is reviewed, as well as the conclusions to be drawn regarding vocational.
Indices of import to vocational experts, from its origins to it current state including
the proliferation of software programs based on worker-trait factor methods. Organized
historically and by topic, the article presents VDARE as the precursor model from which
subsequent systems have emerged. Included is a rare history of the published research and
landmark presentations contributing to the reawakening of worker-trait-factor methodology
in light of recent innovations in computer technology. The article concludes with a call
for vocational experts to join in the research and refinement of an empirically valid
worker-trait factor methodology predictive of wage earning capacity and various measures
of employment potential.
Rehablitation Into the Twenty-First Century: Can We
Meet the Standards?
Deutsch, P. M.
Abstract. This article focuses upon life care planning and its methodology along
with catastrophic case management advances and future outlook. The article is intended to
just view into the future of life care planning and case management. A view of past
applicable methodologies is presented. Results indicated order out of chaos with more
effective planning, and the establishment of databased outcomes. This increased our
insights resulting in an organized and consistent method for looking at each disability
and for charting specific needs. This offered creative freedom in rehabilitation advancing
independence and well being for those with disabilities. Problems among rehabilitation
professions developed bringing all rehabilitation professionals to deal with the immediate
goals of the future particularly in light of the Daubert decision and its importance in
the standards it sets for experts. Directions for the future may point to an overhaul of
rehabilitation training programs at university levels, continued decrease in federal
funding for training grants, a continued consolidation of federal disability and
entitlement programs, the question of third party reimbursement. A look at life care
planning and the role of rehabilitation professionals appears to have an impact of health
care dollars in the future. For the future, the author states several survival techniques
for the rehabilitation professional (i.e., A willingness to establish a personal ethical
code and standard of practice that is capable of surviving scrutiny of the medical, legal
and insurance arenas; and, a willingness to join in a team approach bringing together
multiple rehabilitation perspectives and disciplines to better serve the client).
The Daubert Decision and Its Interaction with
the Federal Rules.
Feldbaum, C.
Abstract. The evolving role and mandate professional accountability of the
forensic vocational and rehabilitation expert Daubert and its interaction with the
revised Federal Rules is reviewed. The transition from Frys "general
acceptance" standard to the multidimensional threshold standard for admissibility of
expert testimony is discussed. Dauberts critical interface with the Federal Rule 702
and its distinction of "scientific, technical, and other specialized knowledge"
is analyzed in light of the potential strategies of judicial implementation. The author
reviews case law after Daubert and the need to develop hybrid standards appropriate to the
realities of vocational and rehabilitation forensic practice. The future of forensic
practice is addressed, with a call for essential changes, including upgrading
methodologies and guiding principles as well as submitting to increased judicial and peer
scrutiny, including publication and peer review.
Special Feature Article: Resources for the Forensic Vocational and
Rehabilitation Expert.
Leclere, Wendy A.
Abstract. This article presents a useful list of Website addresses (URLs)
readily available through the World Wide Web. They represent a fraction of sites
currently online and an even smaller component of the data anticipated to be
available online in the coming months and years. To tap into this vast
interconnection of people and information, establish a link to the Internet
via one of the smaller local Internet providers or with America Online,
CompuServe, Microsoft or any number of similar arrangements such as those available
under your local server. Prices range from virtually free for academics to a
relatively low ($10.00 to $20.00) for unlimited monthly access. While getting
your feet wet, save a few dollars, use less time, and later change
your arrangement in accordance with your needs and growing skills.
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